In
New South Wales, there are two types of legal practitioners: solicitors
and barristers. Barristers
are legal practitioners whose principal work involves presenting
cases in courts and other formal hearings such as tribunals. They
also undertake a variety of other work, providing specialist legal
advice and acting as mediators, arbitrators, referees or conciliators.
Barristers work in private practice as independent sole practitioners.
In many cases people make contact with a solicitor first who
will carry out the preliminary background work on a particular
case
to prepare
a ‘brief’ for
a barrister.
Independence
The independence of barristers is vital to our system of justice.
It ensures legal representation for everyone, without fear or favour.
Barristers
cannot form any business association with partners which might compromise,
or even appear to compromise, that independence. Although most barristers
group themselves together for convenience in offices known as 'chambers',
and while they may gain from the general expertise of their colleagues
in these chambers, they practice as individuals. No shared financial
interest in fees or profits connects them. Every barrister is solely
responsible for his or her own work. Fees are not shared.
Nor are they tied to any particular client. A barrister can appear
for the government one day and against it the next.
Some barristers work for the government full-time, including
crown prosecutors and public defenders. These barristers have
statutory
independence, which
means that parliament has passed a law that enables them to provide
their services to the government of the day, no matter which
political party
is in office.
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The ‘cab-rank rule’
The full range of the Bar's expertise is available to anyone
who needs it. No client is disadvantaged by being unable to brief
a barrister
because that barrister is in partnership with the opponent's
lawyer.
The 'cab-rank' rule ensures a barrister's independence. The individual
barrister is available to be instructed on behalf of the clients
as the need arises and to bring to bear the barrister's specialist
advocacy and
advisory legal skills to the client's particular and individual
problems. The barrister is the 'servant of all'.
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Duties to the court
All barristers have a duty to their clients. In a position of
trust and confidence, they must, by any legitimate means, devote
themselves
entirely
to clients' legal needs.
However, when they are admitted, barristers are sworn in as 'officers
of the court'. As such, they must observe duties to the law and
to the court. When acting as advocate and counsel, while pursuing
a client's case by all legitimate means, a barrister must not mislead
the court or an opponent and must acquaint the court with the true
state of the law whether or not it favours a client's case.
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The New South Wales Barristers'
Rules
Duties to the law and
to the court require
barristers to maintain a high standard of legal learning with
a commitment not to assist or participate in a breach of the
law.
These duties are reflected in greater detail in the New
South Wales Barristers' Rules. The fulfillment of these
duties, which ensures that the client is properly advised and represented
according to law, requires the barrister to be independent and truthful
in advising and representing a client. In that sense the barrister
is 'servant of none'.
New
South Wales Barristers' Rules are made by The Bar Council
of The New South Wales Bar Association. They are required to be
consistent with the Legal Profession Act 2004 and regulations
made under it. The New South Wales Attorney General may disallow
rules if he or she receives advice they are restrictive, anti-competitive
or not in the public interest. Copies of the current New
South Wales Barristers' Rules are available from this web
site.
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What does QC or SC mean?
The letters QC or SC after the name of a barrister indicate
that he or she is a senior counsel. Before 1993 such
barristers were
known as a QC
or Queen's Counsel. In New South Wales, QCs were appointed
by the governor of the state, upon advice from the Attorney-General,
usually after consultation with the president of the New South
Wales Bar Association. In 1992, the New South Wales Government
announced
that
no further appointments
would be
made. The Bar Association established its own equivalent
rank of senior counsel (SC) who are appointed after an
exhaustive
process
of consultation
with members of the profession and the judiciary. The Senior
counsel selection protocol is available
from this web site.
Senior counsel comprise about 14 per cent of the practising
Bar. They are barristers of seniority and eminence. Barristers
apply to 'take silk' when, in their judgment, their standing
in the profession will sustain the changed status. It
is a career
decision
similar to many
other occupations, for instance an academic who applies
for promotion to a professor.
Senior counsel appear as advocates at trial or on appeal
and advise in particularly complex or difficult cases.
They are
often instructed in addition to other counsel because of the
importance or the
complexity of
the case. The second lawyer will usually be another barrister
or may be a solicitor of appropriate skill and experience.
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Finding the right barrister
Anyone in need of legal advice can contact barristers
directly, but only for work which barristers may undertake,
according
to the New
South Wales Barristers' Rules. However, the
barrister then has an obligation to inform their client
whether or not
the case requires the involvement
of a solicitor. Barristers must also inform their client
if the legal service they seek is not barristers' work.
Barristers
cannot
pick and
choose their
work if it is referred by a solicitor and are bound to
accept those matters 'without fear or favour'. The only
restrictions
are those
made in the
best interests of the clients, or the practical dilemmas
of cases for which
the dates overlap or which are matters outside the barrister's
expertise. These restrictions are set out in greater
detail in the Barristers'
Rules.
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How to contact a barrister
The Bar Association maintains a database on its web site called
‘Find
a barrister’, which contains the contact details of New
South Wales practising barristers who are also members of the Bar
Association, and who have agreed to their details being made available.
It is not a comprehensive list of all New South Wales practising
barristers.
The
Association also has a register of holders of local practising certificates,
which is available for inspection at the Association's office during
normal business hours.
The majority of barristers' chambers are located in Sydney, but
some are based in Parramatta, Newcastle, Wollongong, Canberra, Lismore,
Orange and other country centres.
Barristers grouped in particular chambers usually share a clerk
who organises their workload, negotiates their fees and can answer
questions about the expertise or type of service which members of
the chambers provide.
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Barristers' fees
Inquiries concerning fees should be made of individual barristers
or their clerks.
Fees may be charged on a time basis, by the hour or by the day,
or may be charged upon a fee for service basis as a 'brief fee'.
For instance, if a barrister charges a brief fee for an appearance
in court, that fee might cover all preparatory work and the first
day of the hearing, but additional fees may be charged for conferences,
consultations and preparation. If a brief fee is charged, there
may be further fees on a 'refresher' basis for subsequent days.
The Legal Profession Act 2004 includes requirements in relation
to the legal fees which may be charged by barristers and solicitors.
A barrister's fees should generally be the subject of a costs agreement,
entered into in accordance with the Act. Barristers
usually enter into such an agreement with the solicitor, not the
client directly. The exception to this is when a client is briefing
the barrister directly, without the involvement of a solicitor.
The Act also requires barristers (and solicitors) to disclose to
their client a range of matters including the basis of calculation
of legal costs and an estimate of total legal costs (or a range
of estimates). The disclosure should be made before the barrister
(or solicitor) is retained, or as soon as practicable after the
barrister is retained. The disclosure must be made in writing.
If the disclosure is not made in accordance with the Act, the client
need not pay the costs until they are assessed under the Act.
The
provisions of the Act relating to costs are extensive. The
provisions are found in Chapter 3 of the Legal Profession Act
2004 and Part 9 of the Legal Profession Regulation 2005.
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Pro bono instructions
The Bar has a long tradition of providing legal help
to the community free of charge. This commitment
continues today although
it is
not recognised
as widely as it should be. It
involves the provision of legal services without cost to
members of the
public. It also takes the form of legal assistance
to the legislature and individual members of parliament with
regard to proposed
legislation or amendments to existing legislation.
Barristers may undertake work on the basis that they are paid only
if their client's case succeeds. Many donate their services in matters
where there is no likelihood they will ever receive payment. Most
barristers undertake some pro bono work.
Inquiries
can be made directly to LawAccess New South Wales, the state government’s
'one stop shop' providing access to legal services and assistance
on 1300 888 529 or by visiting their web site at www.lawaccess.nsw.gov.au.
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Dispute
resolution services
Many civil matters can be settled without having to go to court
by using a range of methods known as dispute resolution services.
These include the use of barristers as arbitrators and mediators.
Lists of barristers
available for alternative dispute resolution may be obtained
from this web site.
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The
role of barristers: Remarks by Sir Owen Dixon
One of the finest statements of the role and functions of barristers is found
as part of the remarks of Sir Owen Dixon, Chief Justice of the High Court of
Australia from 1952 to 1964, a Justice of that Court from 1929 to 1952, and
a barrister from 1910 to 1929.
From the remarks of Sir Owen Dixon on his swearing in as Chief Justice of the
High Court of Australia:
The
Bar has traditionally been, over the centuries, one of the four original
learned professions. It occupied that position in tradition because
it formed part of the use and the services of the Crown in the administration
of justice. But because it is the duty of the barrister to stand between
the subject and the Crown, and between the rich and the poor, the powerful
and the weak, it is necessary that, while the Bar occupies an essential
part in the administration of justice, the barrister should be completely
independent and work entirely as an individual, drawing on his own
resources of learning, ability and intelligence, and owing allegiance
to none.
The
work of solicitors in the administration of justice has the greatest
possible importance, but their allegiance is perhaps more to their
clients who have a more permanent or at all events a longer relation
with them than the transitory relations between client and counsel
when the full enthusiasm and force of the advocate are attached to
the individual for a short space of time. I would like to say that
from long experience on the Bench and a not much shorter experience
at the Bar there is no more important contribution to the doing of
justice than the elucidation of the facts and the ascertainment of
what a case is really about, which is done before it comes to counsel's
hands. Counsel, who brings his learning, ability, character and firmness
of mind to the conduct of causes and maintains the very very high tradition
of honour and independence of English advocacy, in my opinion makes
a greater contribution to justice than the judge himself.
I think it is hardly useful to refer to the past except to explain the present.
But my work at the Bar covered a period when I was younger and when perhaps
according to the ordinary nature of man he derived greater pleasure and excitement
from his activities. The activities at the Bar are greater than those on the
Bench, and the responsibilities are no less.
21 April 1952 85 Commonwealth Law Reports XI-XII
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